210-901-1422, Is this your firm? The SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of its rules. Prior to founding KCCP, Tyler served as the chief executive officer of SYNEO, a role which he held from August 2017 to July 2021. What does this mean and why is it important? Encore Rehabilitation. He was recently appointed by Texas Governor Greg Abbott to serve on the Texas Higher Education Coordinating Board and was previously a Trustee for the Teacher Retirement System of Texas (TRS) from 2008-11, serving as Chair for the Risk Management Committee and Investment Management Committee. What conflicts do I need to be made aware of? Capital Creek Partners Jan 2019 - Present4 years 4 months San Antonio, Texas Area Advisory Board Member Treaty Oak Equity LLC Nov 2017 - Present5 years 6 months Austin, Texas Adjunct Professor. What conflicts arise from this relationship? Associate Capstar Ventures Jul 2019 - Oct 20212 years 4. A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. What does this mean? The firm was founded in 2019 by Robert Gauntt and Michael Miller. This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. While this allows for a broader range of investment options and management styles to be offered by a firm, it can create an incentive for the firm to put their financial interests ahead of your own. Capital Creek Partners is a privately held investment firm serving influential families, endowments, foundations, and independent investment companies looking to expand their investment capabilities, particularly in private markets, where we look to establish long term partnerships with best in class management teams. CCP offers individualized strategic advice and wealth management . Established in 2019, it offers broad investment advisory services to retail investors including individualized strategic advice and wealth management over diversified asset classes, including both public and private investments, also known as wealth management. Founded by Kathryn Cavanaugh in 2019, Capstar Ventures invests nationwide in innovative consumer companies. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds and the sale of proprietary investment products. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. View Filing. Over the years, Jason has provided me and my team with invaluable insight and guidance on both strategic opportunities and challenging issues. Questions to ask Please see our Disclaimers for more information. It is a TX Limited Liability Company. He is a thoughtful listener that processes and understands complex business issues quickly. What percentage of income does your firm receive from fees versus commissions? Little League - Character, Courage, Loyalty. Firm or an advisory affiliate was previously found to have made false statements or omissions by the SEC or CFTC. Where climate and . Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. What does this mean and why is this important? As a result, we do not support personal reviews on the site. This Austin venture capitalist raised money from J.P. Morgan, Capital Creek Partners and others. With meaningful, diverse operating experience and an active . The firm has a small team, including 9 financial advisors. Capital Creek Partners, registered in 2019, serves 1 state (s) with a licensed staff of 3 advisors. This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. Mr. Gauntt spent the prior five years with Morgan Stanleys Private Wealth Management Division, assisting the company in opening the wealth management business in the southwest. The $41.3 million was raised from an experienced group of individuals, family offices, and institutions including Capital Creek Partners, Tiger Partners L.P., and J.P. Morgan. Does your firm offer mutual funds that have 12b-1 fees? Questions to ask Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest. How many times did it occur? And how Millennial and Gen Z consumers resonate with that authenticity as they align their purchasing power with their values.. Capital Creek Partners Jul 2019 - Present3 years 10 months Austin, Texas Area Multi-family office focused on private market investing. Read through our introductory course to financial advisors. What does this mean? Questions to ask Our firm's culture is rooted in Integrity, Humility, and Excellence. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Each month, investor.com downloads the latest regulatory data from the SEC IAPD database. In 2019, she moved to Austin to launch Capstar Ventures with anchor capital from successful Texas entrepreneurs Steve Hicks, Kendra Scott, and Robert Gauntt. Questions to ask The company handles $509.6 million in assets under management across 415 client accounts, placing it among the larger financial advisory firms in the country by assets under management (AUM). CAPITAL CREEK PARTNERS ( CRD # 301211/SEC#:801-115166 ) CAPITAL CREEK PARTNERS, CAPITAL CREEK PARTNERS, LLC. It manages $133.16 million of regulatory assets for 1 client accounts. All rights reserved. From 1991-96, Mr. Gauntt was with Goldman Sachs Private Wealth Management in Houston and also worked at Paine Webber Inc., both in London and New York City, prior to obtaining his MBA from The University of Texas. The firm doesnt compensate employees in addition to the salary for bringing in new clients. How do these benefits affect the firms selection of a broker-dealer partner? Our system has identified the following conflict alerts. All information provided on this website is provided without warranty and for informational purposes only. 1608 5th ST., Suite 200. Mark has served as a guest lecturer for Stanford University and the University of Notre Dame. Is your firm a broker-dealer or are you affiliated with one? With Colfax Creek, Jason is a managing partner and board member for Midwest Innovative Products, Premier Engineered Products, Traverse City Products, and Dial Tool Industries. When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as What does this mean? Steve, Robert, and I are thrilled for the opportunity to partner with Kathryn to launch Capstar Ventures because we share a commitment to supporting the innovation and passion that entrepreneurs contribute to our world, and believe it is critical to building a brighter future, added Kendra Scott, Founder of Kendra Scott LLC. What does this mean and why is it important? SUITE 100, AUSTIN, TX. CRD#: 6175119. Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. Colfax Creek Capital, LLC 2020. Track the AUM, funds, and holdings for Capital Creek Partners LLC over time. Capital Creek Partners Aug 2019 - Present3 years 9 months Austin, Texas Area Co-Founder Neuro Health of Texas Aug 2018 - Present4 years 9 months Austin, Texas Area Contributor Seeking Alpha Mar. Philip Shaw The principal office where Capital Creek Partners, LLC performs its advisory services is located at 1303 San Antonio St, Austin, TX 78701, which is also the mailing address of the firm. The company doesn't manage any assets belonging to foreign clients. What does this mean? Questions to ask What does this mean and why is this important? Roberts love for Little League has continued to grow from his first experience as a player through his time as a coach, manager, and league official, and now we look forward to his continued contributions in his new leadership role on our board.. We leverage diverse operating and investing expertise and extensive networks to support early-stage founders on their journey from start to scale. Capstar Ventures has invested in ten portfolio companies to date, including Culina, a leading plant-based food company; Stylust, a commerce technology platform; The Class, a health and wellness platform; Sarah Flint, a womens luxury shoe brand; Packed Party, a celebration lifestyle brand; St. Frank, a luxury home dcor brand; Museum of Ice Cream, an experience-first development company; Bravo Sierra, the first military-native wellness company; Eterneva, a grief wellness company; and Intraloop, a community insights technology platform. WASHINGTON, DC, March 28, 2023 HCI Equity Partners (HCI) announced today that Bob Currier has joined the HCI Executive Partner group to advise on human capital management, including talent acquisition, organizational design, leadership development and succession throughout the entire , HCIs Managing Partner and Chief Investment Officer, Doug McCormick, recently joined Patrick Stroth on his podcast M&A Masters. Yes or Our system found no disciplinary alerts. He always looked out for my personal best interests and at the same timethe best for the company. All rights reserved. I have worked with Jason for over ten years. A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. Capital Creek Partners provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. Mark has served on the advisory board for over a hundred private equity funds throughout his career. InvestingReview.org does not provide investment advice. Jason earned an MBA from the University of Chicago and an undergraduate degree from the University of Illinois. How does your firm approach insurance sales? InvestingReview.org is not an investment adviser and is not endorsed by or affiliated with any U.S. or non-U.S. regulatory agency. Scott Cotter Kathryn embodies the type of fund manager we set out to back through the launch of our Project Spark initiative and we are thrilled to partner with Capstar Ventures on its inaugural fund, said Jamie Kramer, Head of Alternative Solutions at J.P. Morgan Asset Management and Investment Committee Chair for Project Spark. What does this mean? ewarfield@prosek.com This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. What does this mean and why is it important? Before Colfax Creek, Jason managed or co-managed 12 platform companies; he led deal negotiation, due diligence, financing, management recruitment and retention, and investment strategy focusing on service, consumer product, and industrial companies with EBITDA $3m $12m. If . Mark serves on the Conference Committee for the Pension Real Estate Association (PREA) and the Program Committee for the University of Texas Real Estate Finance and Investment Center (REFIC). What does this mean and why is it important? President & Chief Executive Officer As a Certified B Corporation, our focus is simple: people before profits. What does this mean? A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. July 21, 2021 07:00 AM Eastern Daylight Time. This firm has 5 employees, of which 4 are employees in advisory roles. 323-500-0922. AUSTIN, Texas--(BUSINESS WIRE)--Capstar Ventures L.P., an early-stage venture capital firm, announced today the close of its inaugural Fund I with $41.3 million of capital commitments. Certified accolades including investor.com Star Rating Badge are only available to firms participating in investor.coms paid subscription-based program and earning a 4.5 to 5 star review from investor.com; participation in investor.com's paid subscription-based program does not guarantee being awarded investor.com Star Rating Badge certified accolades.
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